Article L612-33
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
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Showing 3321–3330 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
Failure to provide the persons referred to in Article L. 561-2, as part of the due diligence measures provided for in Section 3 of Chapter I of Title VI, or failure to declare to the Trade and Compani…
I. - The Director in charge of the departments mentioned in Article L. 612-8-1 is appointed by order of the Minister for the Economy, on the recommendation of the Chairman of the College of Resolution…
The Secretary General of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal…
After obtaining the opinion of the Autorité des marchés financiers and the Comité consultatif de la législation et de la réglementation financières, and subject to the powers exercised by the Autorité…
The Minister for the Economy may, after obtaining the opinion of the Consultative Committee for Financial Legislation and Regulation and at the request of one or more representative organisations of f…
The restricted formation of the supervisory board is composed of eight members: 1° The Governor of the Banque de France or the Deputy Governor appointed to represent him, Chairman ; 2° The Vice-Chairm…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
The Minister for the Economy shall also specify:1. The conditions under which investment firms may carry out the transactions mentioned in 2 of article L. 321-2 ; 2. The conditions under which investm…
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