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Showing 5381–5390 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
The association ensures that its members comply with the obligation to offer their customers recourse to a consumer mediator in accordance with the first paragraph of article L. 612-1 of the French Co…
The Autorité des marchés financiers will notify the applicant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
When assessing the notification provided for in I of Article L. 532-9-1, the AMF shall assess, for the purpose of ensuring that the portfolio management company targeted by the proposed acquisition ha…
The application for authorisation referred to in Article L. 532-49 shall include : 1° The name of the authority responsible for supervising the third-country undertaking in its home country. If severa…
I. - Where, pursuant to paragraph 3 of Article 47 of Regulation (EU) No 600/2014 of 15 May 2014, a branch authorised in France of a third-country firm benefiting from an equivalence decision provided…
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
Prior to the conclusion of any banking transaction or the provision of any payment service or any preparatory work and advice, the intermediary shall inform the customer, including the potential custo…
The association ensures that the relevant staff of its members comply with the conditions of professional competence set out in article L. 519-3-3 , depending on the nature of the activity carried out…
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