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Showing 5421–5430 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
The activity of providers of participative financing services referred to in article L. 547-4 relates exclusively to offers of shares in cooperative societies constituted in the form of a public limit…
I. - The rules limiting the number of directorships provided for in II to IV of article L. 533-26 apply within an investment firm that meets one of the following conditions:1° The balance sheet total,…
I -An indication of the code of conduct to which the voting consultant refers, a report on its application and, where applicable, a list of the provisions from which he has deviated, together with the…
Pursuant to I of Article L. 546-1, an agreement is entered into between the body referred to inArticle L. 512-1 of the Insurance Code and the Autorité des marchés financiers. This agreement shall stip…
Where the applicant applies for authorisation to provide one or more data communication services within the meaning ofArticle L. 323-1, such authorisation shall be granted as part of the authorisation…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a non-professional client, either generally or in respect of…
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Investment firms shall require the instruments referred to in Article L. 533-30-11 to be held for a minimum period defined under the conditions set out in Article L. 533-30-1 so as to align the incent…
For the purpose of verifying the good repute conditions referred to in articles L. 519-3-3, L. 541-2, L. 541-7 and article L. 548-4, the body referred to in I of article R. 546-1 shall request the bul…
Natural persons who direct or manage an intermediary in participative financing must provide evidence of professional skills resulting from :1° Either a level I or II diploma attesting to higher educa…
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