Article R561-20-4
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
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Showing 5501–5510 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
The persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall take measures to determine whether the beneficiaries of life insurance or capitalisation contracts and, where applicable, their ben…
For avocats au Conseil d'Etat et à la Cour de cassation and avocats, except where they act as fiduciaries, the person responsible for responding to any request from the department referred to in Artic…
Where the client of one of the persons referred to in Article L. 561-2 is a collective investment scheme within the meaning of I of Article L. 214-1, "beneficial owner" within the meaning of 1° of Art…
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
When a collective investment management company distributes the units or shares of a collective investment scheme through the intermediary of a person referred to in 1° to 6° bis of Article L. 561-2 w…
For the application of Article L. 561-6, the persons mentioned in Article L. 561-2 shall implement measures to ensure that the transactions carried out in respect of a business relationship are consis…
To obtain the authorisation referred to in Article L. 54-10-5, applicants must send the AMF a complete file containing the following information: I.-General information, in particular: 1° Its name or…
The threshold mentioned in the second paragraph of Article L. 561-13 is set at 2,000 euros per session. The threshold referred to in the third paragraph of Article L. 561-13 is set at €2,000 per sessi…
The customers referred to in 2° of Article L. 561-9 are: 1° The persons referred to in 1° to 6° bis of Article L. 561-2 established in France, in another Member State of the European Union or in a Sta…
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