French Monetary and Financial CodeIn force
Subsection 5: Penalties
Article R621-39-9
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
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Showing 5841–5850 of 61830 articles for “Art. 41 E to 41J and Art. 41 F”
Acts performed by the challenged member before he became aware of the request for challenge may not be challenged.
Contractual public-sector employees and private-sector employees of the Autorité des marchés financiers may be employed on a full-time or part-time basis, for a fixed or indefinite period. Civil serva…
The AMF shall set up cooperation agreements with the competent authorities of trading venues in other European Union Member States or States party to the Agreement on the European Economic Area on whi…
The Government Commissioners represent the State in the bodies to which they are appointed pursuant to the provisions of article L. 615-1. They also represent the State in the bodies to which a Govern…
The Chairman may decide, after obtaining the assent of the Accounting Officer:1° In the event of hardship for debtors, to grant an ex gratia remission of AMF claims, except for the duties and contribu…
The amount of the contributions and the rates provided for in 4° of II of Article L. 621-5-3 are set as follows:1° The contribution payable by the persons mentioned in the first and second paragraphs…
I. - No person may be authorised or appointed to carry out an investigation or an audit if he has been convicted of any of the offences referred to in article L. 500-1.No person may be appointed to ca…
The administrative composition procedure is definitively interrupted : 1° If the person to whom it has been proposed refuses or fails to make a decision within the time limit set in article R. 621-37-…
When the Board decides to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt…
If the term of office of a qualified person expires before its term, the competent authority referred to in 5° of Article L. 631-2 shall appoint a replacement for the remainder of the term of office.…
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