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Showing 1391–1400 of 18897 articles for “Art. 41 V bis”
An investment service provider may use the services of tied agents, within the meaning of 29(1) of Article 4 of Directive 2014/65/EU of 15 May 2014 and who may be natural or legal persons, to provide…
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
Each tied agent acts under a mandate given by a single investment services provider. The investment services provider remains fully and unconditionally liable to third parties for acts carried out in…
Natural persons who are tied agents of investment service providers, as well as natural persons who have the power to manage or administer legal persons authorised as tied agents of investment service…
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
Failure to set up and convene a group committee for the first time in accordance with the conditions laid down in articles L. 2333-5 and L. 2334-3 or obstructing the appointment of group committee mem…
Obstructing either the setting up of a special negotiating body or a European Company committee, whether or not set up by agreement, or the free appointment of their members, is punishable by one year…
…tructing either the formation of a special negotiating body or a committee of the European Cooperative Society, whether or not established by agreement, or the free appointment of their members, is pu…
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