Article L532-19
…tent authority of the home country of an investment services provider with branches located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin may, as part…
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Showing 4131–4140 of 57563 articles for “Art. 411-20 and 422-21”
…tent authority of the home country of an investment services provider with branches located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin may, as part…
…is Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
…are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the European Parliament and of the Council o…
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
…r responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decisions to with…
I. - Any portfolio management company having its registered office in mainland France, the overseas departments, the department of Mayotte and Saint-Martin and authorised to manage a UCITS authorised…
…assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditions under which the investment service provider other than a po…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
I. - Any member of a board of directors or, as the case may be, of a supervisory board and any person who in any capacity participates in the direction or management of an investment firm or portfolio…
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