Article D532-23-4
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
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Showing 3831–3840 of 61408 articles for “Art. 422-218 to 422-220 and 422-230 to 422-231”
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
To obtain the authorisation referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the infor…
The Autorité de contrôle prudentiel et de résolution may oppose the proposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, o…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
…extension of a direct or indirect qualifying holding in the capital of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et de résolution shall assess the s…
I. - Notifications of freedom to provide services sent by investment firms to the Autorité de contrôle prudentiel et de résolution pursuant to Article L. 532-24 shall include the following information…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
I. - Before granting authorisation as an investment firm to an applicant that is a direct or indirect subsidiary of an insurance company, reinsurance company, credit institution, investment firm or po…
…ible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in article L. 531-4; c) Other authorise…
…ly or in respect of financial instruments, investment services or transactions, a client considered to be a professional client pursuant to the provisions of article D. 533-11. If the service provider…
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