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Showing 2761–2770 of 65903 articles for “Art. 457-1 to 459-2”
…d, if it is for a fixed term, of the employment contract for which the grant is awarded, is subject to an assessment of the actions carried out during the contract with a view to promoting the long-te…
The liquid assets referred to in a of 1° of Article R. 214-218 eligible for inclusion in the assets of the securitisation undertaking are : 1° Deposits made with a credit institution whose registered…
Any decision by the management company of a securitisation undertaking to buy and sell financial securities, to enter into, manage or terminate financial contracts or to modify all or part of the risk…
Owners of the common areas of apartment blocks referred to in article R. 1334-17 and buildings referred to in article R. 1334-18 who fail to meet one of the obligations defined in articles R. 1334-27…
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
To obtain the authorisation referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the infor…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
Vigilance missions relating to health products are carried out at national level by the Agence nationale de sécurité du médicament et des produits de santé (French National Agency for the Safety of Me…
On being entered on the list drawn up by the Court of Appeal, the stockbroker takes an oath before that court to perform the duties of his office with honour and probity.
In addition to their role as sworn goods brokers, brokers may carry out their usual activities, such as commission, brokerage, commercial agency and consignment of goods, either on a personal basis or…
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