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Showing 271–280 of 68985 articles for “Art. 459-2 and 479 al. 1”
Where the intermediary provides an advisory service as referred to in Article L. 519-1-1, he shall gather the information he needs about his customer's personal and financial situation, preferences an…
…the information that it deems necessary to carry out the assessment provided for in Article R. 532-15-1 and that must be communicated to it as part of the notification provided for in I of Article L.…
The minimum capital of the payment institutions referred to in article L. 522-11-1 is set at 40,000 euros.
I. - A portfolio management company referred to in I of Article L. 532-25-1 that intends to establish a branch for the first time in another Member State of the European Union or in another State part…
…n application of I ofArticle L. 532-23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
To register in accordance with Article L. 54-10-3, applicants must send the following information to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Art…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
For the application of Article L. 533-30-13, the conduct likely to result in the reduction or restitution, in whole or in part, of the variable remuneration shall be defined by the investment firms, t…
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