Article L341-3
…c money institutions, payment institutions, account information service providers, investment firms and insurance companies as defined in article L. 531-4 of this Code and article L. 310-1 of the Insu…
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Showing 3231–3240 of 64426 articles for “Art. 477 al. 3 and al. 4”
…c money institutions, payment institutions, account information service providers, investment firms and insurance companies as defined in article L. 531-4 of this Code and article L. 310-1 of the Insu…
I. - The operator of a trading venue shall put in place effective systems, procedures and mechanisms to ensure that its trading systems are resilient, have sufficient capacity to handle high volumes o…
Notwithstanding the provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed b…
…F may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made either at…
Without prejudice to Titles III, IV or V of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories,…
Natural persons guilty of one of the offences referred to in articles L. 353-1 and L. 353-2 are also liable to the following additional penalties: 1° Disqualification from civic, civil and family righ…
…orm of a securitisation mutual fund, the draft prospectus required by Regulation (EU) 2017/1129 of 14 June 2017 is drawn up by the management company. Where the securitisation undertaking comprises co…
Any investor who has given his consent, under the conditions set out in Article L. 452-2, to the institution of proceedings before a criminal court shall be deemed to be exercising the rights of a civ…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
…rson or legal entity who is a shareholder of a company whose registered office is located in France and whose shares are admitted to trading on a regulated market of a Member State of the European Uni…
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