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Showing 1481–1490 of 69031 articles for “Art. 488 al. 1 and al. 2 and Art. 1998”
The additional rules provided for in this sub-section apply to the intermediaries referred to in 1° of I of article R. 519-4 and to their agents referred to in 4° of the same I.
…en authorised as an investment firm or credit institution providing one or more investment services and is applying for authorisation to provide custody account keeping or clearing of financial instru…
The intermediaries referred to in article R. 519-27 above are required to analyse a sufficient number of contracts on offer to be able to base an objective analysis of the market and recommend or prop…
The other convertible instruments referred to in 3° of Article L. 533-30-11 that may be used for the allocation of variable compensation are the only instruments that may be fully converted into Tier…
…ing services authorised to provide such services in France, subject to the agreement of its clients and the recipient provider. Where the AMF withdraws the authorisation of an equity crowdfunding serv…
…y finance intermediary must not be subject to any of the incapacities referred to in Article L. 500-1, nor hold a management position in a person subject to any of the sanctions referred to in 3° and…
The information referred to in article R. 533-19 as well as that concerning the results of the votes cast at the general meetings referred to in article L. 511-78 shall be sent to the European Banking…
I. - Any person referred to in I of article L. 546-1 shall apply for registration in the register and for entry in the categories referred to in I of article R. 519-4. To this end, it must compile a f…
If the Autorité des marchés financiers does not respond within the time limit referred to inArticle L. 549-4, the application is deemed to have been rejected.
By way of derogation from Articles R. 561-23 and R. 561-24, the persons mentioned in 1° to 6° and 7°a of Article L. 561-2 who belong to the same group within the meaning of Article L. 561-33 may agree…
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