Article L533-29-3
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
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Showing 2981–2990 of 69031 articles for “Art. 488 al. 1 and al. 2 and Art. 1998”
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
…contrôle prudentiel et de résolution may decide to apply the requirements of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, in accordance with point (c) of…
By way of derogation from this section, class 1 bis investment firms shall apply the provisions of articles L. 511-51 to L. 511-102.
The Autorité de contrôle prudentiel et de résolution shall assess and monitor, taking into account the size, risk profile and business model of the investment firm, the systems, strategies and procedu…
…equivalent supervisory functions on matters concerning the investment firm's overall risk strategy and overall risk appetite, both current and future. It assists the board of directors, the superviso…
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
A decree in the Conseil d'Etat shall lay down the conditions for the application of this sub-section.
…ied requests submitted on a case-by-case basis by Europol within the limits of its responsibilities and for the accomplishment of its missions, the department referred to in Article L. 561-23 may tran…
I. - When, on the basis of a report made in accordance with Article L. 561-15, the department referred to in Article L. 561-23 refers the matter to the Public Prosecutor, it shall inform the person re…
The persons mentioned in 1°, 1° bis, 1° ter and 1° quater of Article L. 561-2 are not subject to the provisions of this chapter solely in respect of their activities in providing the service mentioned…
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