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Showing 2631–2640 of 69033 articles for “Art. 489 al. 1 and Art. 490 al. 2”
…n asset management company intends to amend any of the disclosures referred to in II ofArticle D. 532-20 or, as the case may be, provided for inArticle L. 532-23, it shall inform the Autorité de contr…
I. - Any portfolio management company governed byArticle L. 532-9 which, having its registered office in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte and Saint-Martin, w…
I. - For the purposes of c of I of article L. 524-3, the beneficial owner(s) is (are) the natural person(s) defined in accordance with the provisions of article R. 561-1. II. - The managers and benefi…
…el et de résolution shall make the notification provided for in the second paragraph of Article L. 525-6 within three months.
The Autorité des marchés financiers and the authorities of the Member State of the European Union or party to the Agreement on the European Economic Area concerned shall be notified in advance of any…
Where, pursuant to I ofArticle L. 532-23, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agre…
…iary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
I. - Pursuant to I ofArticle L. 532-23, notifications of the establishment of a branch or the use of a tied agent by investment firms and notifications of the use of a tied agent by credit institution…
I. When a portfolio management company plans to change any of the factors mentioned in 2°, 5° and 6° of II of Article D. 532-20 or any of the assessment factors communicated to the Autorité des marché…
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
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