Article L621-14
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
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Showing 2451–2460 of 66755 articles for “Art. 492 al. 1 and Art. 493 al. 1”
I. - In the event of the breaches referred to in II of Article L. 621-15, the AMF Board may publish a statement specifying the identity of the natural person or legal entity in question and the nature…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with…
Controls carried out pursuant to Articles L. 632-12 and L. 632-13 by representatives of a foreign supervisory authority entrusted with a mission similar to that entrusted in France to the Autorité de…
…ulated entities of a financial conglomerate comply with the requirements referred to in Article L. 517-8 but that their solvency may nevertheless be jeopardised, or that the transactions between the e…
…ntrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union or in another State party to the Agreeme…
The penalties provided for in Article 226-13 of the Criminal Code shall apply to any member, member of staff or agent of the Autorité des marchés financiers, as well as to any expert appointed to an A…
…rs shall draw up a list of EU regulations on restrictive measures taken pursuant to Articles 75 or 215 of the Treaty on the Functioning of the European Union which are applicable to Saint-Pierre-et-Mi…
…uest information directly from investment services providers that are members of a regulated market and are not established in France. In such cases, it shall inform the competent authority of the Mem…
…n entity established in France, whether regulated or not, which is part of a financial conglomerate and referred to in Article L. 612-26, they shall ask the Autorité de contrôle prudentiel et de résol…
The Autorité des marchés financiers (AMF) and the Autorité de contrôle prudentiel et de résolution (ACPR) shall put in place procedures to enable any person to report to them, including anonymously, t…
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