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Showing 1521–1530 of 61408 articles for “Art. 5 and 6”
…persons referred to in Article L. 421-7 are of sufficiently good repute, have the knowledge, skills and experience necessary to perform their duties and devote sufficient time to them, and that there…
…erator of a trading venue shall ensure that its rules on collocation services are transparent, fair and non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (EU) 20…
The agents referred to in articles L. 511-3 and L. 511-21 of the French Consumer Code are authorised to investigate and record the offences referred to in articles L. 353-1 and L. 353-2 of this Code,…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
I. - By way of exception to I of Article L. 425-4, after obtaining the consent of the client concerned, the operator of the organised trading system may trade by matching with interposition of the pro…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
…utions or finance companies, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties:1° Members of the Boa…
…es which have received, pursuant to this section, directly or indirectly, advances, long-term loans and loans from the "caisses de crédit agricole mutuel".
…vision is exercised on the basis of the consolidated financial situation, financial or mixed groups and groups comprising at least one finance company must adopt adequate internal control procedures f…
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