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Showing 2321–2330 of 17962 articles for “Art. 5 avr. 2011”
…in a transparent and non-discriminatory manner. Without prejudice to the provisions of Article L. 531-10, multilateral trading facilities may admit as members, in addition to investment firms and cr…
The Autorité des marchés financiers shall propose to recognise the status of regulated market only if it is satisfied that the persons referred to in Article L. 421-7 are of sufficiently good repute,…
…non-discriminatory, in accordance with the provisions of Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 433-1 to L. 433-4 are applicable to companies whose financial instruments have ceased to be admitted to trading on a regulated market in order to be admitted to trading on a multilateral t…
…equivalent functions;2° Persons who effectively manage the company within the meaning of Article L. 511-13 and who are not mentioned in 1° ;3° All persons responsible for the procedures, systems and p…
The "organe central du crédit agricole" shall supervise the operation of all institutions or bodies which have received, pursuant to this section, directly or indirectly, advances, long-term loans and…
…ace adequate risk management processes and internal control mechanisms as referred to in Article L. 511-55, including sound accounting and reporting procedures, in order to detect, measure, monitor an…
The central body of Crédit Agricole is authorised to receive all deposits of funds and securities.
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