Article L533-12-4-1
…of Article L. 533-11 if : 1° Prior to the provision of execution services or research services or materials, the investment service provider and the research provider enter into an agreement specifyin…
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Showing 8641–8650 of 18228 articles for “Art. 5° ter”
…of Article L. 533-11 if : 1° Prior to the provision of execution services or research services or materials, the investment service provider and the research provider enter into an agreement specifyin…
…olio management companies shall notify clients with whom they have an ongoing relationship of any material change in their order execution arrangements or execution policy.
…ppropriate description of the individual elements of the agreement or package and explain how the interaction alters the risk.
…rvice provided to a customer and whose size and nature are such that they cannot be considered to interfere with the service provider's duty to act in the customer's best interests shall be clearly di…
…mentioned in 1, 2 or 3 of Article L. 321-1 may initiate or conclude transactions with eligible counterparties without complying with the obligations set out in Articles L. 533-11 to L. 533-14, with t…
…se provides for a longer fixed period. New negotiations shall begin, at the request of one of the interested parties, within three months of the start of the notice period referred to in article L. 22…
During the performance of the contract, the purchaser shall communicate to the beneficiaries of the pledge or assignment of receivables, when they so request:1° Either a summary statement of the servi…
When they so request by registered letter with acknowledgement of postal receipt, providing proof of their status, the purchaser shall notify the beneficiaries of pledges or assignments of receivables…
…those who have been approved by the purchaser. This privilege only applies to supplies delivered after the date on which the application for approval is received by the competent authority.
Municipalities that are members of a public establishment for inter-municipal cooperation may at any time transfer, in whole or in part, to the latter, some of their competencies whose transfer is not…
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