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Showing 8401–8410 of 17893 articles for “Art. 515-5”
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
I.-The provision by a third party of research equipment or services to investment service providers, other than portfolio management companies, providing investment or related services to clients, sha…
Investment service providers other than asset management companies that execute client orders shall monitor the effectiveness of their order execution arrangements and execution policy in order to ide…
Where an investment service provider other than an asset management company offers an investment service together with another service or product as part of a package or as a condition of obtaining th…
Investment service providers other than portfolio management companies which provide the investment service referred to in Article L. 321-1 .4 shall not accept, unless they return them in full to the…
Investment services providers other than portfolio management companies authorised to provide the services mentioned in 1, 2 or 3 of Article L. 321-1 may initiate or conclude transactions with eligibl…
Where the denunciation is made by all the signatory employers or all the signatory employees, the agreement or arrangement continues to have effect until the entry into force of the agreement or arran…
During the performance of the contract, the purchaser shall communicate to the beneficiaries of the pledge or assignment of receivables, when they so request:1° Either a summary statement of the servi…
When they so request by registered letter with acknowledgement of postal receipt, providing proof of their status, the purchaser shall notify the beneficiaries of pledges or assignments of receivables…
The only suppliers likely to benefit from the privilege resulting from article L. 3253-22 of the Labour Code are those who have been approved by the purchaser. This privilege only applies to supplies…
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