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Showing 9631–9640 of 69500 articles for “Art. 515-6 al. 1 and al. 2”
The Autorité des marchés financiers shall inform the European Securities and Markets Authority without delay when it registers or terminates the registration of a multilateral trading facility as a gr…
When assessing the notification provided for in I of Article L. 511-12-1, the Autorité de contrôle prudentiel et de résolution shall assess, for the purpose of ensuring that the credit institution or…
Silence on the part of the administration shall constitute a decision to reject : 1° Requests for initial approval of the rules of a multilateral trading facility pursuant to the second paragraph of A…
I.-For the application of Article L. 518-15-2, the Supervisory Board of Caisse des dépôts et consignations is informed of the inspections carried out by the Autorité de contrôle prudentiel et de résol…
I. - The members of the Supervisory Board referred to in 6° to 8° of article L. 518-4 of the Monetary and Financial Code receive fixed and variable fees for the performance of their duties, the terms…
…an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prudentiel et de résolution at least one month befo…
To obtain the authorisation referred to in I ofArticle L. 531-6, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application together with a file containing the infor…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
The persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall take measures to determine whether the beneficiaries of life insurance or capitalisation contracts and, where applicable, their ben…
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