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Showing 3291–3300 of 39711 articles for “Art. 515-6 al. 3”
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
…han a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the organised trading system on an independent basis.For the purposes of this article, a mar…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
…tion. Where the head of the risk management function is not a person referred to in Article L. 511-13, nor a deputy chief executive officer nor a member of the management board or any other body exerc…
…ing equivalent supervisory functions, without referring to the persons mentioned in Article L. 511-13.
…other body exercising equivalent supervisory functions and the persons mentioned in article L. 511-13 are required to devote sufficient time to carrying out the duties mentioned in articles L. 511-60…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions shall monitor the publication and communication process and the quality and reliability of t…
Members' shares are always in registered form. Where they are negotiable, they are transferred with the approval of the Board of Directors. If the banque populaire is set up as a société à capital var…
The persons referred to in Article L. 511-13 are required to be actively involved in the management of all significant risks incurred by the credit institution or finance company as well as in the val…
The persons referred to in Article L. 511-13 shall ensure the integrity of the accounting and financial reporting systems.
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