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Showing 5281–5290 of 17556 articles for “Art. 6 March 2019”
At the request of a competent authority of a trading venue on which an investment services provider other than an asset management company uses algorithmic trading as a member or client of that venue,…
The agreements mentioned in the fourth paragraph of article L. 632-16 are published in the Journal officiel de la République française.
…ed in the right-hand column of the same table: Articles applicable In the wording resulting from L. 621-30 law no. 2014-1662 of 30 December 2014 L. 621-30-1Order no. 2019-1067 of 21 October 2019 II.-F…
…ed in the right-hand column of the same table: Applicable articles In the wording resulting from L. 621-30 Act 2014-1662 of 30 December 2014 L. 621-30-1Order no. 2019-1067 of 21 October 2019 II.-For t…
Where the AMF Enforcement Committee has imposed a financial penalty that has become final before the criminal court has given a final ruling on related facts, the criminal court may order that the fin…
Where proceedings are brought pursuant to Articles L. 465-1 to L. 465-3-3 , the Autorité des marchés financiers may exercise the rights of a civil party. Failing this, the Chairman of the Autorité des…
…and offering the operations mentioned in Articles L. 3334-1 to L. 3334-9 and L. 3334-11 to L. 3334-16 of the Labour Code has breached one of the provisions mentioned in the second paragraph of Article…
…hall examine the investigation or inspection report drawn up by the departments of the Autorité des marchés financiers or the request made by the Chairman of the Autorité de contrôle prudentiel et de…
…ommittee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
…ommittee in accordance with the procedures set out in I, a and b of III and IIIa to V of article L. 621-15.
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