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Showing 2191–2200 of 14537 articles for “Art. 6 Sep 2022”
…ercises disciplinary powers over bureaux de change under the conditions set out in V of Article L. 561-36-1.The Autorité de contrôle prudentiel et de résolution shall carry out on-site inspections of…
…t Four or Part Six of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013, with the exception of the requirements set out in Articles 92a and 92b thereof; 2°a If…
…ions of the procedures referred to in this I are specified by the decree provided for in Article L. 611-4. When the Autorité de contrôle prudentiel et de résolution becomes aware that a person, acting…
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
…equity crowdfunding services, or when applying for an extension of authorisation, or by means of a separate application. The latter shall be processed in accordance with paragraphs 4 to 11 of Article…
Articles L. 544-3 to L. 544-5 apply to voting advisers whose registered office is in France, to voting advisers whose registered office is not in a Member State of the European Union but whose head of…
If, after having granted its approval, the Autorité des marchés financiers finds that the offer proposed to the public no longer complies with the contents of the offer document or no longer offers th…
Throughout the duration of the business relationship and in accordance with the conditions laid down by decree of the Conseil d'Etat, these persons shall, within the limits of their rights and obligat…
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