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Showing 1051–1060 of 14416 articles for “Art. 6e et 5e ch.”
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
…in 1 to 6, supervised by the Autorité des marchés financiers or the Autorité de contrôle prudentiel et de résolution or by equivalent authorities in another Member State of the European Union or party…
Any investor who has given his consent, under the conditions set out in Article L. 452-2, to the institution of proceedings before a criminal court shall be deemed to be exercising the rights of a civ…
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
…m may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the organised trading system on an independ…
Gold may be held, transported and traded freely in France.
…or conduct referred to in this I is based on a legitimate reason and complies with an accepted market practice, within the meaning of Article 3(1)(9) of Regulation (EU) No 596/2014 of the European Pa…
…d breach of trust ; b) Concealment or one of the offences assimilated to or similar to concealment set out in Section 2 of Chapter I of Title II of Book III of the Criminal Code; c) Money laundering ;…
Deposits made by clients with investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee p…
…osure is made in the normal course of his profession or duties, including where it is part of a market sounding carried out in accordance with Articles 1 to 8 of Article 11 of Regulation (EU) No 596/2…
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