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Showing 1061–1070 of 14416 articles for “Art. 6e et 5e ch.”
…rading system shall clearly inform clients of their respective responsibilities with regard to the settlement of transactions executed on the system.
I. - The General Regulation of the Autorité des marchés financiers sets the conditions under which any natural person or legal entity who is a shareholder of a company whose registered office is locat…
…issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or not, are represented by certificate…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
Any person other than a credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institutio…
…ator of the organised trading system shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its system. When a financial instrument refe…
…sitions registered with it on behalf of the principals of that member and the deposits relating thereto; 3° Take any other action authorised by its operating rules to limit or eliminate the risks to w…
Where the Autorité des marchés financiers is not the competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 t…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
…lt;a href='/affichCode.do?cidTexte=LEGITEXT000006072026&idSectionTA=LEGISCTA000029211486&dateTexte=&categorieLien=cid' title='Code monétaire et financier - Chapitre VIII: Offre d'opération…
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