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Showing 1751–1760 of 14416 articles for “Art. 6e et 5e ch.”
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
Variable remuneration shall not be paid by means of financial instruments or methods that facilitate non-compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (E…
Only joint stock companies may, in connection with the transactions referred to in article L. 551-1, receive sums corresponding to subscriptions by purchasers or payments of the proceeds of their inve…
…of tokens does not include an offer of tokens open to subscription by a limited number of persons, set by the General Regulations of the Autorité des marchés financiers, acting on their own behalf.
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
…visions of Article L. 574-1 shall apply to them when they inform the owner of these sums or the perpetrator of these transactions of the existence of this declaration or provide information on the act…
…n referred to in 3° of Article L. 533-24 and to understand the characteristics and identify the target market defined for each financial instrument; 3° Maintain and apply effective organisational and…
…of Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012.
…year, in addition to drawing up its own accounts, the manager shall draw up an inventory of the assets under its management and a statement of the sums collected during the financial year on behalf o…
The persons referred to in article L. 533-30 are prohibited from using individual hedging or insurance strategies with regard to remuneration or liability in order to limit the application of the prov…
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