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Showing 1761–1770 of 14416 articles for “Art. 6e et 5e ch.”
…he measures taken to prevent and manage such conflicts and relationships. A decree in the Conseil d'Etat shall specify the procedures for applying this article.
…ty, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal Code and of the best practices established b…
…of tokens and applying for approval from the Autorité des marchés financiers under the conditions set out in Articles L. 552-4 to L. 552-7 shall be subject to the obligations of this chapter. The pro…
For the purposes of this chapter, a token is any intangible asset representing, in digital form, one or more rights that may be issued, recorded, stored or transferred by means of a shared electronic…
The implementation of the remuneration policy is subject, at least once a year, to a central and independent internal assessment in the exercise of supervisory functions. In the branches of third-coun…
The fixed portion of the total remuneration of the persons referred to in Article L. 533-30 represents a sufficiently large portion of the total remuneration to allow the greatest possible flexibility…
…investment firm benefiting from exceptional public financial support is limited to a percentage of net income when it is not compatible with its ability to maintain its capital at a sufficient level a…
…a for the level of remuneration of the person according to which investment firms are required to meet the obligations of the preceding paragraphs. By way of derogation from the provisions of the prec…
…n behalf of a client to whom they have provided advice, under the conditions and within the limits set by the General Regulation of the Autorité des marchés financiers, and carry out other asset manag…
…orité des marchés financiers only after obtaining the assent of the Autorité de contrôle prudentiel et de résolution. Extensions of authorisation are granted under the same conditions. The Autorité de…
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