Article L541-4
…tions. It shall assess the quality of this programme of operations in the light of the obligations set out in Articles L. 541-2, L. 541-3 and L. 541-8, as well as the conditions under which the financ…
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Showing 1781–1790 of 14416 articles for “Art. 6e et 5e ch.”
…tions. It shall assess the quality of this programme of operations in the light of the obligations set out in Articles L. 541-2, L. 541-3 and L. 541-8, as well as the conditions under which the financ…
I. - When registering or renewing their registration, the persons referred to in I of article L. 546-1 are required to provide the body that keeps the register with all the information needed to verif…
The conditions set out in Chapters II, IV and V of Regulation (EU) 2020/1503 of 7 October 2020 are applicable to the provision of the services mentioned in Article L. 547-4, provided that the project…
Natural persons who direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
…otal remuneration is deferred for a period of three to five years. The duration of the deferral is set taking into account the length of the investment firm's business cycle, the nature of its busines…
…de evidence of the existence of a risk committee or a system for achieving the same objectives, competent for these branches. The criteria for materiality according to which investment firms are requi…
…including potential clients. To this end, they shall take and document all reasonable measures to detect and prevent the risks of conflicts of interest that may arise in the course of their activity.…
…services in France, shall be registered by the Autorité des marchés financiers, which shall check whether: 1° The persons who effectively manage the service provider are of sufficiently good repute an…
Any person who has not been registered with the Autorité des marchés financiers may not provide the services referred to in 1° to 4° of Article L. 54-10-2. Any person who is not registered as a provid…
If, after having granted its approval, the Autorité des marchés financiers finds that the offer proposed to the public no longer complies with the contents of the offer document or no longer offers th…
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