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Showing 3471–3480 of 66692 articles for “Art. 727-1 and 728”
…ends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying the AIF it intends to manage;3° The organis…
…orité de contrôle prudentiel et de résolution shall assess the suitability of the proposed acquirer and the financial soundness of the proposed acquisition, applying all of the following criteria, in…
…23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des marchés financiers provided for in this sub-paragraph.Credit instit…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
…nformation to the Autorité des marchés financiers: 1° The identity of the persons referred to in 1° and 2° of Article L. 54-10-3, documents relating to the good repute of these persons, in particular…
…ed to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract; 2° The composition, tur…
…ruments referred to in the second paragraph of article R. 533-2 are those referred to in 2, 3, 4, 7 and 8 of I of article D. 211-1 A.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
…ther body exercising equivalent supervisory functions shall have adequate access to the information and documents necessary to supervise and monitor management decisions.
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