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Showing 4151–4160 of 66692 articles for “Art. 727-1 and 728”
…e Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under the freed…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
…n receives an application for approval or exemption from approval referred to in Articles L. 517-13 and L. 517-14 from a financial holding company or mixed financial holding company established in ano…
…l holding company or on supervisory measures equivalent to those provided for in Articles L. 517-16 and L. 517-17, the Autorité de contrôle prudentiel et de résolution shall provide all the cooperatio…
…ontrol to :1° the company concerned ;2° To the shareholders of the company concerned whose identity and contact details are made available to the FIA or its management company, or may be communicated…
…be marketed, no later than twenty working days after the date of receipt of the notification letter and all the documents making up the file.
…h exceeds the amount of profits at the end of the last financial year, plus profits brought forward and withdrawals from reserves available for this purpose, less losses brought forward and sums trans…
…f Article D. 214-32-7-14:1° The term "distribution" includes in particular the payment of dividends and interest on shares;2° The provisions relating to capital reductions do not apply to a reduction…
The AIF or its management company:1° Requests and ensures that the annual report of the company concerned, drafted in accordance with Article D. 214-32-7-11 and drawn up within the period stipulated b…
…December 1976 on co-ordination of safeguards which, for the protection of the interests of members and others, are required by Member States of companies within the meaning of the second paragraph of…
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