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Showing 1161–1170 of 66667 articles for “Art. 729-1 and 755”
The Autorité des marchés financiers shall inform the European Commission and the European Securities and Markets Authority without undue delay of any measure taken pursuant to the second paragraph of…
I.- In order to compare remuneration trends and practices, the Autorité de contrôle prudentiel et de résolution shall collect, under the conditions defined by order of the Minister responsible for the…
…e date of the application, the association must also have at least 200 individually paid-up members and have been effectively and publicly active in defending the interests of investors in securities…
…ance company is of significant importance in view of its internal organisation or the nature, scale and complexity of its activities.The rules limiting the number of directorships provided for in II t…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
…shall provide the canvassed person with information concerning: 1° The identity, principal activity and geographical address at which the financial services provider is established, as well as any oth…
…on behalf of the authorities referred to in Article L. 341-7 . The procedures for managing the file and the relations between the Banque de France and the authorities concerned are set out in an agree…
…le is as follows:1° The direct seller's registration number;2° The name, surname, first names, date and place of birth of the direct seller, natural person;3° The business address of the direct seller…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
…1126/2008 of 3 November 2008 or, where the institution is not subject to international accounting standards, that of trading securities.II. - Where the credit institution, financial holding company or…
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