Article L621-9-1
When the Secretary General of the AMF, or the Deputy Secretary General specially delegated for this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with…
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Showing 3271–3280 of 66667 articles for “Art. 729-1 and 755”
When the Secretary General of the AMF, or the Deputy Secretary General specially delegated for this purpose, decides to conduct investigations, he shall authorise the investigators in accordance with…
The Autorité de contrôle prudentiel et de résolution shall hear the chairman of the management board of the fonds de garantie des dépôts et de résolution on any matter concerning an institution for wh…
Without prejudice to Article 40 of the Code of Criminal Procedure, Articles L. 621-17-3 and L. 621-20-1 of this Code and the exercise of its powers by the Autorité des marchés financiers, the latter,…
…des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and of the Coun…
…y an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financial system, after notifying the European Securities and Markets Authority…
…n shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter, under the conditions mentioned in Regulation (EU) No 596/2014 of the…
…nanciers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
…ay hold at any time. III - The Autorité des marchés financiers shall notify the European Securities and Markets Authority and, where applicable, the competent authorities of other Member States of the…
…or notification referred to in Article 16 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
…és financiers becomes aware of a crime or offence, it must immediately notify the public prosecutor and forward to the latter all information, reports and documents relating thereto. Subject to the pr…
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