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Showing 691–700 of 64428 articles for “Art. 758-3 and 758-4”
Voting advisers shall make public the code of conduct to which they refer and report on its application. Where a voting adviser does not refer to a code of conduct or where, in referring to such a cod…
Participatory finance service providers may also provide, under the conditions set out in Article L. 547-5, services identical to those mentioned in point ii) of a) of paragraph 1 of Article 2 of Regu…
…or monitoring the individual professional activities of its members, representing them collectively and defending their rights and interests. II -With a view to the financial investment adviser becomi…
…direct or manage an intermediary in participative financing must meet the conditions of good repute and professional competence laid down by decree in the Conseil d'Etat.
…ers shall prepare a document providing all relevant information to the public on the proposed offer and on the issuer. This information document may be drawn up in a language customary in the sphere o…
…ancial activity which falls within one of the categories mentioned in 1° to 7°c of Article L. 561-2 and which presents little risk of money laundering or terrorist financing shall be exempt from the o…
The conditions for the application of this sub-section, in particular the conditions for challenging the members of the National Enforcement Committee, are defined by decree in the Conseil d'Etat.
…atutory auditors or to convene them to the general meeting is punishable by two years' imprisonment and a fine of 30,000 euros.It is a criminal offence for the directors of an investment firm or portf…
The chairman of the National Sanction Commission appoints a rapporteur. The rapporteur may not receive any instructions. The Commission shall reach its decision by reasoned decision, without the prese…
The following are required to apply without delay the freezing measures and prohibitions on making available or using the assets provided for in this chapter and in Articles L. 712-4 and L. 712-10 and…
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