Article R621-39-10
The Board's decision can only be appealed together with the decision on the grievances.
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Showing 2021–2030 of 61284 articles for “Art. 763 and 764 · Cass. 1re civ. 14 March 2018”
The Board's decision can only be appealed together with the decision on the grievances.
…efore the end of the meeting provided for in Article R. 621-40.The notifications provided for in 1° and 2° are made to the accused person by registered letter with acknowledgement of receipt, by hand…
…t in the minutes.It must, on pain of inadmissibility, state precisely the reasons for the challenge and be accompanied by the appropriate supporting documents.
…ing conditions may apply for an increase in penalties under VI of Article L. 621-15 of the Monetary and Financial Code :1° No further appeal may be lodged against the decision imposing the permanent d…
…anently banned from trading or temporarily suspended from trading, the Chairman of the Autorité des marchés financiers, after seeking the opinion of the legal entity penalised, shall appoint another s…
…Committee will examine whether the application meets the conditions set out in Articles R. 621-41-1 and R. 621-41-2. If it does, the procedure is governed by article R. 621-39.
Staff remuneration may include a variable component designed to reward effort and performance. Pursuant to Article L. 3312-2 of the Labour Code, the Autorité des marchés financiers may apply Chapters…
The Autorité des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and…
…y an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financial system, after notifying the European Securities and Markets Authority…
…magistrate (juge d'instruction), where appropriate: 1° To the Secretary General of the Autorité des marchés financiers, before sanction proceedings are initiated; 2° Or to the rapporteur of the Enforc…
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