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Showing 1431–1440 of 9305 articles for “Art. 8 Dec 1999”
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
Investment services providers shall keep, in accordance with the conditions laid down in the General Regulation of the Autorité des marchés financiers, relevant information relating to all transaction…
…ient detail, taking into account the nature of the client, to enable the client to make an informed decision about the activity in which the conflict of interest arises.
…the report provided for in Article L. 561-15 under the conditions laid down in that Article. If the declaration has already been drawn up pursuant to IV of Article L. 561-5, it shall terminate the rel…
Failure by the directors of a credit institution or finance company to publish the annual financial statements in accordance with the conditions set out in article L. 511-37 is punishable by a fine of…
…d down in articles L. 551-3 and L. 551-4 shall be liable to five years' imprisonment and a fine of 18,000 euros. Failure by the manager to comply with the provisions of article L. 551-5 is punishable…
Failure by any manager of a payment institution to respond, after formal notice, to requests for information from the Autorité de contrôle prudentiel et de résolution (ACPR), obstructing the ACPR in a…
The freezing orders and prohibitions provided for in Articles L. 562-2, L. 562-3, L. 562-3-1, L. 562-5, L. 712-4 and L. 712-10 or the freezing measures implemented by virtue of acts taken in applicati…
…ore specialised committees from among its members and delegate to them the power to take individual decisions, under conditions laid down by decree in the Conseil d'Etat.
In undertakings or establishments with at least two hundred employees, the employer shall make available to the trade union sections common premises suitable for the performance of their delegates' du…
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