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Showing 881–890 of 64430 articles for “Art. 831-3 and 832-4”
…ateral trading facility or an organised trading facility referred to in Articles L. 421-1, L. 424-1 and L. 425-1.
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
…e prudentiel et de résolution, which shall inform the Autorité des marchés financiers: 1° The scale and scope of the services it provides; 2° Where it provides the service referred to in 3 of Article…
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of natural persons placed under…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
…ovided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the composition and powers of these…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
…ersons referred to in I of article L. 546-1 includes information relating to the identity, activity and, where applicable, the category of the persons concerned. This information is specified by order…
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