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Showing 3411–3420 of 66660 articles for “Art. 913 and 913-1”
…ient the option of delaying the transaction so that it can receive the suitability statement beforehand.For the purposes of the last paragraph of Article L. 533-15, professional clients wishing to ben…
…wdfunding pursuant to Article L. 548-5 shall include cover of not less than 250,000 euros per claim and 500,000 euros per insurance year. Where the policy is taken out by an intermediary in the field…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
For the application of III of Article L. 561-5, the persons mentioned in 2° to 2°e and 3°a of Article L. 561-2 shall identify and verify the identity of the beneficiaries of life insurance or capitali…
…arried out using cash or electronic money. This information must include the identification details and contact details of the persons authorised in accordance with the provisions of Article R. 561-23…
…cle L. 54-10-3, the ISP shall declare to the AMF any change relating to the persons mentioned in 1° and 2° of Article L. 54-10-3 or any event likely to call into question the assessment previously mad…
The period after which the AMF's silence on an application for authorisation made pursuant to Article L. 54-10-5 shall be deemed to constitute a decision of acceptance is six months from the date of r…
…the application of Articles L. 561-7, L. 561-20, 3° of Article R. 561-5-2, 2° of Article R. 561-5-3 and Article R. 561-9, the persons mentioned in Article L. 561-2 concerned shall assess the level of…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
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