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Showing 4051–4060 of 14332 articles for “Art. 964 et seq.”
The amount specified in the first paragraph of article L. 526-19 is set at 5 million euros.
…roposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-15-1, or if the information provided by the proposed acquirer pursuant to A…
…g information:1° The State in which it intends to establish a branch ;2° A programme of operations setting out, in particular, the investment and other services it intends to provide and identifying t…
…lication for authorisation as referred to in Article L. 532-49, the Autorité de contrôle prudentiel et de résolution shall check that it is complete and, if so, shall proceed to examine it. The proced…
…concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1. It verifies that the training courses referred to in a…
The amount stipulated in the last paragraph of article L. 526-19 is set at 100,000 euros.
…n authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down in the Delegat…
…tified project must also include a description of the risk management process implemented by the asset management company and a description of the procedures and methods for handling complaints.At the…
…le L. 532-48 shall report the following information annually to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des marchés financiers: 1° The scale and scope of…
…apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudentiel et de résolution may authorise the persons referred to in the previous paragraph and investment firm…
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