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Showing 2831–2840 of 9599 articles for “Art. AMF Instruction-Position-Recommendation 2019-12”
When the course is taken as part of initial training, it lasts a minimum of 700 hours, including 400 hours at the training centre. The course of study on entry to the training programme is defined by…
The application referred to in Article R. 217-7, the list of additional information referred to in Article R. 217-8 and the notification of the formal position or new formal position of the management…
The provisions of the articles mentioned in the left-hand column of the following table shall apply in New Caledonia, in the wording indicated in the right-hand column of the same table: Applicable ar…
The provisions of the articles mentioned in the left-hand column of the following table shall apply in French Polynesia, in the wording indicated in the right-hand column of the same table: Applicable…
I.-Subject to the adaptations provided for in II, the articles mentioned in the left-hand column of the following table shall apply in the Wallis and Futuna Islands, in the wording indicated in the ri…
As soon as it receives an application for authorisation pursuant to Article L. 54-10-5, the AMF will investigate the application. It may ask the applicant for any additional information needed to exam…
The person supervising the erection, dismantling or alteration of a scaffold and the workers taking part have at their disposal the manufacturer's instructions or the erection and dismantling plan, in…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
When the AMF intends to appoint an additional auditor pursuant to Article L. 612-43, it shall send the draft decision to the person subject to AMF supervision and to the auditors in office. The latter…
…e L. 823-6 of the Commercial Code concerns an auditor of a person subject to the supervision of the AMF to which the provisions of the first paragraph of Article L. 612-43 apply, the court shall rule…
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