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Showing 1931–1940 of 27387 articles for “Art. Aut. conc. n° 14-DCC-167 du 13 Nov 2014”
…of the person for whom he is acting.This contract is provided to the customer on paper or any other durable medium. If the contract is taken out following canvassing at the customer's home, place of w…
…information that these issuers make public. The market undertaking shall put in place similar procedures in respect of persons liable for public information in relation to units mentioned in Article…
…y equivalent OTC contracts, through members and participants ; 3° To require a person to close or reduce a position, temporarily or permanently, and, if the person does not comply with this request, t…
The Authority shall rule on an application for the authorisation referred to in Article L. 511-10 within a time limit set by decree in the Conseil d'Etat. The applicant shall be notified of any refusa…
I.-An association referred to in I of Article L. 519-11 may terminate the membership of one of its members at its request. Membership may also be withdrawn automatically by the association if the bank…
Caisse des Dépôts has agents for the service entrusted to it in all towns where there is a court of law. The General Manager may call upon the State's public accountants to carry out the receipts and…
…al holding company has not been designated as a resolution entity, as defined in 21° of Article L. 613-34-1, in any of the group's resolution groups, as defined in 22° of the same article; 3° A credit…
The withdrawal of an electronic money institution's authorisation is pronounced by the Autorité de contrôle prudentiel et de résolution at the request of the institution.
Payment institutions are required to comply with management standards designed to ensure their solvency and the balance of their financial structure. They must also have an adequate internal control s…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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