Article L420-15
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
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Showing 1841–1850 of 14665 articles for “Art. Aut. conc. n° 22-D-15”
Position limits and position management controls shall be transparent and non-discriminatory, shall state how they apply to persons and shall take into account the nature and composition of market par…
Decisions to admit a financial instrument or an asset mentioned in II of Article L. 421-1 are made public by the market undertaking.
Loans, exposures, similar claims, securities and deposits, bonds or other resources provided for in article L. 513-2 may only be managed or collected by a credit institution or finance company that ha…
I.-The legal representatives, directors, staff and agents of the associations referred to in I of Article L. 519-11 of this Code are bound by professional secrecy in the context of the tasks referred…
The Autorité de contrôle prudentiel et de résolution, where it is the authority responsible for supervision on a consolidated basis, continuously monitors compliance with the conditions set out in Art…
Each year, Caisse des Dépôts et Consignations submits its annual and consolidated financial statements, certified by two statutory auditors under the conditions defined in Title II of Book VIII of the…
The own funds of a payment institution may not fall below any of the requirements set out in Article L. 522-7 and the second paragraph of Article L. 522-14.
The withdrawal of an electronic money institution's authorisation may also be decided ex officio by the Autorité de contrôle prudentiel et de résolution if the institution:1° Does not make use of the…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
I.- Investment service providers other than portfolio management companies shall report to their clients, in a durable medium, on the services provided to them. The report shall include periodic commu…
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