Article R519-14
Proof of the professional competence referred to in articles R. 519-8, R. 519-9 and R. 519-10 must be provided by presenting one of the following documents, as appropriate: a) Diploma ; b) Training ce…
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Showing 1281–1290 of 10426 articles for “Art. Avis CEPC n° 09-14”
Proof of the professional competence referred to in articles R. 519-8, R. 519-9 and R. 519-10 must be provided by presenting one of the following documents, as appropriate: a) Diploma ; b) Training ce…
Where the applicant is a direct or indirect subsidiary of an investment firm or credit institution that does not have its registered office in France, it is also required to provide precise informatio…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally…
In order to implement the simplified due diligence measures provided for in Article L. 561-9, the persons mentioned in Article L. 561-2 shall collect information justifying that the customer, service…
The Autorité des marchés financiers shall have an accounting officer appointed by order of the Minister responsible for the budget.The accounting officer shall be responsible for keeping the accounts…
The Institut d'émission d'outre-mer has a capital endowment which is set by joint order of the Minister for the Economy and the Minister for Overseas France.The incorporation of reserves into the capi…
I. - Pursuant to 8° of article 6-2 of Organic Law no. 99-209 of 19 March 1999, subject to the adaptations provided for in II, articles R. 151-1 to R. 151-17 are automatically applicable in New Caledon…
Article D. 214-241 is applicable in New Caledonia, as amended by Decree no. 2013-687 of 25 July 2013.
I. - Pursuant to Article 7, 8° of Organic Law No. 2004-192 of 27 February 2004, subject to the provisions of II, Articles R. 151-1 to R. 151-17 are automatically applicable in French Polynesia.II. - F…
…t-hand column of the same table:Applicable articlesIn the wording resulting from the decreeR. 152-10n° 2010-1011 of 30 August 2010R. 152-11No. 2019-1590 of 31 December 2019II. - For the application of…
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