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Showing 5321–5330 of 21284 articles for “Art. BOFiP-BIC-CHAMP-40-10-§§ 115 et 165”
…nd Saint-Martin must submit an application for authorisation to the Autorité de contrôle prudentiel et de résolution, in accordance with the conditions laid down by decree.
An AIFM established in a third country wishing to manage European Union AIFs or to market in the European Union the units or shares of AIFs it manages must first obtain authorisation from the Autorité…
Where the AMF is the competent authority of the home Member State of an AIFM established in a third country and considers that the AIFM is not complying with the rules falling within its remit, it sha…
…FM may rely on the provisions of Article L. 532-31, it shall notify the European Securities and Markets Authority without delay. The AMF shall provide the following information to support its assessme…
…s in the home Member State of the AIF from which documents may be obtained;c) The name and contact details of the persons responsible for managing the branch.II. - Within one month of receiving the co…
The Autorité des marchés financiers may, at the request of the European Securities and Markets Authority:1° Prohibit the marketing, in the European Union, of units or shares of AIFs managed by manager…
…ct on the designation of France as the reference Member State.However, if the AIFM modifies its marketing strategy within two years of its initial authorisation and if this new strategy, if it had bee…
…ion nor a party to the Agreement on the European Economic Area, the Autorité de contrôle prudentiel et de résolution shall verify, on its own initiative or at the request of the parent undertaking or…
The Autorité de contrôle prudentiel et de résolution may require a Class 2 or Class 3 investment firm to comply with a specific liquidity requirement where, on the basis of the controls and examinatio…
When executing client orders, investment services providers other than portfolio management companies shall establish and publish once a year, for each category of financial instrument, a ranking of t…
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