Article L612-15-1
…esolution.Notwithstanding the rules relating to the organisation and management of the departments set out in Article L. 612-15, the Director of Resolution shall organise and manage the departments re…
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Showing 5651–5660 of 21284 articles for “Art. BOFiP-BIC-CHAMP-40-10-§§ 115 et 165”
…esolution.Notwithstanding the rules relating to the organisation and management of the departments set out in Article L. 612-15, the Director of Resolution shall organise and manage the departments re…
The Secretary General of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal…
…ing the opinion of the Autorité des marchés financiers and the Comité consultatif de la législation et de la réglementation financières, and subject to the powers exercised by the Autorité des marchés…
…rawn up by the Minister, approve by decree the codes of conduct that they have drawn up for the marketing of financial instruments referred to in Article L. 211-1, banking transactions mentioned in ar…
The restricted formation of the supervisory board is composed of eight members: 1° The Governor of the Banque de France or the Deputy Governor appointed to represent him, Chairman ; 2° The Vice-Chairm…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
The Minister for the Economy shall also specify:1. The conditions under which investment firms may carry out the transactions mentioned in 2 of article L. 321-2 ; 2. The conditions under which investm…
The Enforcement Committee has six members:1° Two members of the Conseil d'Etat, appointed by the Vice-President of the Conseil d'Etat, and one member of the Cour de cassation, appointed by the First P…
The Autorité de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into complian…
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