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Showing 5961–5970 of 21284 articles for “Art. BOFiP-BIC-CHAMP-40-10-§§ 115 et 165”
The Autorité des marchés financiers may be delegated by the European Securities and Markets Authority under the conditions laid down in Article 74 of Regulation (EU) No 648/2012 of the European Parlia…
…y ask the statutory auditors of persons whose securities are admitted to trading on a regulated market for any information on the persons they control. The statutory auditors of the persons referred t…
…of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 633-5 with the competent a…
The Autorité des marchés financiers shall provide the competent authorities of other Member States with the information necessary to monitor and respond to the potential consequences of the activities…
…an Economic Area have acquired substantial importance for the operation of financial instrument markets and investor protection, the Autorité des marchés financiers shall set up proportionate cooperat…
…entrusted with a mission similar to that entrusted in France to the Autorité de contrôle prudentiel et de résolution may only relate to compliance with standards of foreign law equivalent to those of…
For the purposes of exercising their respective functions, the competent authorities may exchange information relating to regulated entities in a financial conglomerate with the central banks of the M…
I. - If the Autorité de contrôle prudentiel et de résolution, when appointed as coordinator, finds that the regulated entities of a financial conglomerate comply with the requirements referred to in A…
…ated in an alert sent to the Autorité des marchés financiers or the Autorité de contrôle prudentiel et de résolution in respect of a breach mentioned in Article L. 634-1 may not be subject to a measur…
On-site inspections by the Autorité de contrôle prudentiel et de résolution may be extended to the legal entities referred to in Article L. 612-26 located in another Member State of the European Union…
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