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Showing 7571–7580 of 21284 articles for “Art. BOFiP-BIC-CHAMP-40-10-§§ 115 et 165”
…ation contained in the certificate referred to in III of Article R. 532-28 and shall inform the competent authorities of the portfolio management company's host Member State of any change in the scope…
…provide and identifying the FIAs it intends to manage.II. - Within one month of receiving the complete documentation referred to in I, the AMF shall forward this documentation to the competent author…
…of Part Two of the Labour Code and is not representative in this respect, whatever form it takes, whether federal or integrated.
…onomic Area, this firm or institution must, without prejudice to the conditions required by the competent authority of the host State, have been previously authorised to provide this service in France…
…It informs them of any difficulties observed in the banking and payment services intermediation market which affect or are likely to affect the interests of customers or potential customers.
…ask the applicant for any additional information needed to examine the application. The time limit set by the Authority is suspended until the additional information is received.
Where it is authorised to provide one or more investment services, the portfolio management company shall, for the provision of such services, comply with the provisions of this Title applicable to po…
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidance issued by the European Banking Authority for the application of Article L. 533-4.
The intermediary shall explain to the customer, including the potential customer, the reasons for his proposals and how he has taken account of the information he has obtained from the customer.
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