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Showing 171–180 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
I. - By way of derogation from the 10% limit set out in II of article R. 214-32-29, a general purpose investment fund may invest up to 20% of its assets in equities and debt securities of a single iss…
I.-For the application of Article L. 518-15-2, the Supervisory Board of Caisse des dépôts et consignations is informed of the inspections carried out by the Autorité de contrôle prudentiel et de résol…
The accounting, prudential and internal control obligations applicable to Caisse des dépôts et consignations are set out in Decree 2020-94 of 5 February 2020.
When the Autorité de contrôle prudentiel et de résolution requires a company to submit for approval a training programme provided for in V of Article L. 612-23-1, the company must submit it within for…
The Autorité des marchés financiers shall communicate to the European Securities and Markets Authority :-decisions relating to the authorisation of investment firms ; -at least once a year, the list o…
I.-Any association participating in a merger, demerger or partial transfer of assets shall make the following documents available to its members, at the registered office or on the association's websi…
…7 may apply for recognition of their professional qualifications in accordance with the procedure set out in the provisions of Articles R. 123-30-9 to R. 123-30-13.
…erson may act as a trainer of coordinators if he or she can provide evidence of : 1° A level of competence at least equal to that required for coordinators in Articles R. 4532-25 and R. 4532-26, excep…
…after, any debtor shall be entitled to remit the amount thereof on deposit at the Caisse des dépôts et consignations, at the expense, risk and peril of the bearer.
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