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Showing 5111–5120 of 21962 articles for “Art. BOFiP-IS-CHAMP-10-30-§§ 320 et 330”
…ate a benchmark index or information likely to distort the price of a financial instrument or an asset to which such an index is linked ;2° Engaging in any other behaviour that results in the manipula…
I. - In order to ensure shareholder equality and market transparency, the General Regulation of the Autorité des Marchés Financiers (AMF) sets the rules for public offers of financial instruments issu…
…al counterparties and trade repositories.They are authorised by the Autorité de contrôle prudentiel et de résolution after consultation with the Autorité des marchés financiers and the Banque de Franc…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
…f Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
…es provided for in article L. 463-2 of the same code is sent to the Autorité de contrôle prudentiel et de résolution, which gives its opinion within two months. In the event that the Autorité de la co…
The obligations set out in Article L. 451-1-2 do not apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Cen…
…iod, have at least two hundred members paying individual contributions, and where their directors meet the conditions of good repute and competence laid down by decree ;- associations that meet the cr…
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