Article L612-25
In the event of failure to comply with an obligation to notify, declare or transmit statements, documents, data or hearings requested by the Secretary General or one of the panels of the Autorité, the…
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Showing 1581–1590 of 9151 articles for “Art. BOI-RPPM-PVBMI-70-20 — call exercise”
In the event of failure to comply with an obligation to notify, declare or transmit statements, documents, data or hearings requested by the Secretary General or one of the panels of the Autorité, the…
When practices are identified that may justify prosecution under Articles L. 420-1 and L. 420-2 of the French Commercial Code, the Chairman of the Autorité informs the competent competition authoritie…
In the event of an on-site audit, a report is drawn up. The draft report is brought to the attention of the management of the audited entity, who may make comments, which are included in the final rep…
…and deadlines for the transmission of documents and information that must be submitted to it periodically.The Secretary General of the Autorité de contrôle prudentiel et de résolution may also ask per…
Notwithstanding Act 68-678 of 26 July 1968 on the disclosure of economic, commercial, industrial, financial or technical documents and information to foreign natural or legal persons, any entity estab…
I. - When the competent authorities of a Member State or of another State party to the Agreement on the European Economic Area wish, in specific cases, to verify the information relating to an entity…
Articles L. 612-24, L. 612-26 and L. 612-44 apply to all entities located in a Member State or another State party to the Agreement on the European Economic Area, whether regulated or not, that are pa…
For the purposes of the supplementary supervision provided for in this chapter, the Autorité de contrôle prudentiel et de résolution may enter into the agreements provided for in Article L. 632-13 wit…
Auditors carrying out permanent audits are accredited by the persons they audit. At any time of the year, they may carry out documentary and on-site audits of all the operations of these persons.The S…
The persons responsible for the inspections may ask to be provided with, and inspect on the basis of documents and on the spot, all books, registers, contracts, slips, minutes, accounting records or d…
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