Article L523-6
…l system of the mandating credit institution.If the credit institution does not maintain a separate cash office for the purpose of carrying out the transactions referred to in the first paragraph, the…
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Showing 5491–5500 of 20753 articles for “Art. CA Paris 13-6-2024 n° 22/08263”
…l system of the mandating credit institution.If the credit institution does not maintain a separate cash office for the purpose of carrying out the transactions referred to in the first paragraph, the…
…ourth paragraph of I of article L. 141-4 or article L. 521-8. To obtain this authorisation, an application must be submitted to the Autorité de contrôle prudentiel et de résolution, together with the…
Each electronic money institution is required to join a professional body affiliated to the French Association of Credit Institutions and Investment Firms mentioned in Article L. 511-29.
…company plans to no longer meet the conditions set out in Article L. 525-5, it shall submit an application for authorisation to the Autorité de contrôle prudentiel et de résolution pursuant to Article…
…ions set out in V of Article L. 561-36-1.The Autorité de contrôle prudentiel et de résolution shall carry out on-site inspections of bureaux de change in accordance with Articles L. 612-17 and L. 612-…
…ment firm at the request of the firm. It may also be decided ex officio by the AMF in the following cases: 1° The investment firm has obtained authorisation by making false statements or by any other…
…eduction or disposal of a direct or indirect holding, it shall verify that the transaction does not call into question the conditions to which the authorisation granted to the investment firm is subje…
Investment services providers, market undertakings and clearing houses must provide the Banque de France with the information required to compile monetary statistics.
An investment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activit…
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
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